The People Behind Your Plan
With over 50 years of combined experience, our advisors have guided clients through bull and bear markets and countless life transitions. Get to know the team you'll be working with.
Doug brings more than 30 years of experience helping clients pursue their goals through tailored, comprehensive wealth management. He previously served as Executive Director of Private Wealth Consultants at UBS and was part of Merrill Lynch's High Net Worth planning team. A longtime Bay Head resident, he enjoys tennis, sailing, surfing, and golf.
Tom is a seasoned professional with over 30 years of institutional and retail investing experience, specializing in financing, fixed income, and portfolio diversification. His Wall Street career spans EF Hutton, Lehman Brothers, and Refco Securities. A lifelong Monmouth County resident, he is active in charitable causes including Clean Ocean Action.
Our Commitment to You
Fiduciary Standard:
- We are legally obligated to put your interests first—always.
Local Experience:
- As members of the Middletown community, we understand the unique financial challenges and opportunities facing local families.
Personalized Approach:
- We take the time to understand your specific situation, goals, and concerns before making any recommendations.
Transparent Pricing:
- Our fee structure is straightforward and transparent, with no hidden costs or conflicts of interest.
Ongoing Partnership:
- Financial planning is a journey, not a one-time event. We'll be by your side through all of life's changes and transitions.