Independent Financial Advisor

Oceanic Capital Management LLC (OCM) is an independent Registered Investment Advisory, located in Monmouth County, New Jersey. OCM specializes in portfolio management, specifically; customized asset allocation strategies. The primary focus is developing a strategic or targeted asset allocation, unique for each client, and then combining it with a periodic rebalancing of the assets, to keep things in the targeted range.

OCM is governed by a strong commitment to diversification, a longer term approach to investing, and the use of alternative assets to help balance both the risk and return profiles. The strategies are defensive in nature and do not rely on stock picking or market timing as a source of returns. Depending on the client and the situation, a slightly more tactical approach may be called for, such as a deliberate overweighting of an asset class, or minimal market timing, but we always rebalance periodically, returning to the target ranges. The role as a fiduciary is taken seriously and evidenced by a holistic approach which identifies the needs and goals of each client.

The CFP® (with plaque design) Certification

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Approach

The style of investment management is modeled on Modern Portfolio Theory, as pioneered by Harry Markowitz, who won the noble prize in 1990 studying the effects of asset risk, returns, correlations, diversification and their effects on portfolio returns. Additionally, many of the world’s larger and more famous college endowments have embraced this strategy. The most notable has been Yale University and its Manager David Swensen, he is among the most highly regarded and successful endowment portfolio managers. This style and approach is strategically adjusted by OCM to fit into a clients’ specific needs, situations, goals, and any personal investment policies.

Investing involves risk including the potential loss of principal. No investment strategy including diversification can guarantee a profit or protect against loss. Past performance is no guarantee of future results.

This communication is strictly intended for individuals residing in the states of New York, Pennsylvania and New Jersey. No offers may be made or accepted from any resident outside the specific state(s) referenced.

Clients

Endowments, family offices, high-net worth individuals, and anyone looking to preserve or protect a contract payment, inheritance, settlement, or recovery are the type of clients most likely to align with these defensive strategies.