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Oceanic Capital Management LLC

Oceanic Capital Management LLC is an independent, fee-based Registered Investment Advisor and fiduciary serving individuals, families, and high-net-worth clients in Red Bank, Middletown, and across New Jersey, led by two CFP®/CFA Managing Directors with 50+ years of combined experience.

Core Services

  • Financial Planning: Goals-based planning that maps your full financial picture before any recommendation.
  • Investment Management: Diversified, multi-asset portfolios with periodic rebalancing; discretionary and non-discretionary options.
  • Retirement Planning: Strategies to build and protect wealth for and through retirement.
  • Tax Strategy: Planning to minimize tax liabilities, integrated with your overall financial plan.
  • Estate & Wealth Transfer: Coordination with your legal advisors to transfer wealth efficiently across generations.
  • Divorce Financial Planning (CDFA®): Specialized guidance on the long-term financial impact of divorce settlement options.

About

  • Our Team: Thomas Yorke (Managing Director, CFP®, CRD #1499991) and Douglas Lyons (Managing Director, CFP®, CRD #1612316).
  • About Us: The firm's team-based, holistic, fiduciary approach to financial planning.
  • Fiduciary Financial Advisors: Why OCM's fiduciary, fee-based, conflict-free model differs from commission-based advisors.

Contact

  • Contact Us: Phone, email, office address, and booking link for a complimentary consultation. Office: 125 Half Mile Road, Suite 200, Red Bank, NJ 07701.

Key Facts

  • Fiduciary: independent Registered Investment Advisor (RIA) and CFP® professionals.
  • Fees: fee-based on assets under management (no commissions); hourly planning at $350/hour.
  • Minimum: $250,000. Complimentary initial consultation.
  • Credentials: CFP® and CFA®. Firm CRD #146135.
  • Verify: SEC IAPD and FINRA BrokerCheck.